SWZ
Total Return Securities Fund
Total Return Securities Fund insider trading
Insiders at Total Return Securities Fund have been buying its stock on the open market. The largest purchase in the last 30 days was Dakos Andrew (President and CEO · Director) buying $51.9K of SWZ, filed Sep 29, 2026. Every open-market purchase and sale its officers, directors and 10% owners filed in that time is listed below, each linked to the original Form 4.
- Bought on the open market
- $115.8K
- Sold
- —
- Insiders
- 1
- Latest trade
- Sep 28, 2026
From SEC filings · last 30 days
Recent SWZ insider transactions
Dakos AndrewPresident and CEO · Director
Bought 9,000 sh at $5.77 · Sep 28, 2026
$51.9K
FilingDakos AndrewPresident and CEO · Director
Bought 7,649 sh at $5.81 · Sep 25, 2026
$44.4K
FilingDakos AndrewPresident and CEO · Director
Bought 2,351 sh at $5.82 · Sep 25, 2026
$13.7K
FilingDakos AndrewPresident and CEO · Director
Bought 1,000 sh at $5.76 · Sep 28, 2026
$5.8K
Filing
SEC Form 4 data, Q3 2024 to Q2 2026
SWZ insider trading by quarter
Between Jul 01, 2024 and Jun 30, 2026, 5 insiders traded SWZ on the open market: 58 purchases worth $1.2M and 26 sales worth $385.9K. In the last four quarters alone: 57 purchases ($1.2M) and 24 sales ($347.2K), by 4 insiders.
| Quarter | Bought | Sold | Insiders |
|---|---|---|---|
| Q2 2026 | +$313.9K23 buys | — | |
| Q1 2026 | +$904.6K33 buys | — | |
| Q4 2025 | +$6.1K1 buy | −$347.2K24 sales | |
| Q3 2025 | — | — | |
| Q2 2025 | +$11.5K1 buy | −$3791 sale | |
| Q1 2025 | — | −$38.3K1 sale | |
| Q4 2024 | — | — | |
| Q3 2024 | — | — |
- Largest purchase
- +$74.6K of SWZ by Dakos Andrew (President and CEO · Director) on Mar 06, 2026.
- Largest sale
- −$83.9K of SWZ by Css Llc/il (10% Owner) on Dec 26, 2025.
Open-market transactions through Jun 30, 2026most recent first
Sell Moritz A
Director
+$11.9K
Jun 29, 2026
2,000 sh · $5.93
Sell Moritz A
Director
+$12.3K
Jun 26, 2026
2,091 sh · $5.89
Sell Moritz A
Director
+$11K
Jun 18, 2026
1,853 sh · $5.91
Sell Moritz A
Director
+$869
Jun 17, 2026
147 sh · $5.91
Sell Moritz A
Director
+$11.9K
Jun 16, 2026
2,000 sh · $5.96
Sell Moritz A
Director
+$922
Jun 15, 2026
155 sh · $5.95
Sell Moritz A
Director
+$6K
May 29, 2026
1,000 sh · $6.01
Dakos Andrew
President and CEO · Director
+$32.3K
May 28, 2026
5,400 sh · $5.99
Dakos Andrew
President and CEO · Director
+$598
May 28, 2026
100 sh · $5.98
Dakos Andrew
President and CEO · Director
+$26.9K
May 27, 2026
4,500 sh · $5.97
Dakos Andrew
President and CEO · Director
+$17.9K
May 27, 2026
3,000 sh · $5.98
Dakos Andrew
President and CEO · Director
+$17.8K
May 20, 2026
2,987 sh · $5.96
Dakos Andrew
President and CEO · Director
+$77
May 19, 2026
13 sh · $5.95
Dakos Andrew
President and CEO · Director
+$23.8K
May 18, 2026
4,000 sh · $5.95
Sell Moritz A
Director
+$6.1K
Apr 24, 2026
1,002 sh · $6.07
| Date | Insider | Shares | Price | Value |
|---|---|---|---|---|
| Jun 29, 2026 | Sell Moritz ADirector | 2,000 | $5.93 | +$11.9K |
| Jun 26, 2026 | Sell Moritz ADirector | 2,091 | $5.89 | +$12.3K |
| Jun 18, 2026 | Sell Moritz ADirector | 1,853 | $5.91 | +$11K |
| Jun 17, 2026 | Sell Moritz ADirector | 147 | $5.91 | +$869 |
| Jun 16, 2026 | Sell Moritz ADirector | 2,000 | $5.96 | +$11.9K |
| Jun 15, 2026 | Sell Moritz ADirector | 155 | $5.95 | +$922 |
| May 29, 2026 | Sell Moritz ADirector | 1,000 | $6.01 | +$6K |
| May 28, 2026 | Dakos AndrewPresident and CEO · Director | 5,400 | $5.99 | +$32.3K |
| May 28, 2026 | Dakos AndrewPresident and CEO · Director | 100 | $5.98 | +$598 |
| May 27, 2026 | Dakos AndrewPresident and CEO · Director | 4,500 | $5.97 | +$26.9K |
| May 27, 2026 | Dakos AndrewPresident and CEO · Director | 3,000 | $5.98 | +$17.9K |
| May 20, 2026 | Dakos AndrewPresident and CEO · Director | 2,987 | $5.96 | +$17.8K |
| May 19, 2026 | Dakos AndrewPresident and CEO · Director | 13 | $5.95 | +$77 |
| May 18, 2026 | Dakos AndrewPresident and CEO · Director | 4,000 | $5.95 | +$23.8K |
| Apr 24, 2026 | Sell Moritz ADirector | 1,002 | $6.07 | +$6.1K |
From SEC's quarterly Form 3, 4 and 5 data sets: code P purchases and code S sales of common stock, by the date the trade happened. Where a fund and the people who control it each report the same block, it is counted once. Trades made in the last days of Q2 2026 but filed after it closed arrive with SEC's next quarterly release.
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Questions
- Are SWZ insiders buying or selling?
- Between Sep 28, 2026 and Sep 28, 2026, 1 Total Return Securities Fund insider made 4 open-market purchases worth $115.8K and no sales, a net purchase of $115.8K.
- How much SWZ stock have insiders bought and sold in the last two years?
- Between Jul 01, 2024 and Jun 30, 2026, 5 Total Return Securities Fund insiders made 58 open-market purchases worth $1.2M and 26 sales worth $385.9K. In the four quarters to Jun 30, 2026: 57 purchases ($1.2M) and 24 sales ($347.2K). The largest purchase was Dakos Andrew buying $74.6K on Mar 06, 2026. The largest sale was Css Llc/il selling $83.9K on Dec 26, 2025.
- What was the largest recent SWZ insider trade?
- Dakos Andrew (President and CEO · Director) bought $51.9K of SWZ stock on Sep 28, 2026 at about $5.77 a share.
- When did an insider last buy SWZ shares?
- The most recent open-market purchase on file is Dakos Andrew (President and CEO · Director) buying $51.9K on Sep 28, 2026.
- Where does SWZ insider trading data come from?
- From the Form 4 filings Total Return Securities Fund's officers, directors and 10% owners must send the SEC within two business days of a trade. Each row on this page links to its original filing on SEC EDGAR. Share grants and option exercises are kept apart from open-market purchases and sales, because only the latter cost the insider their own money.
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